Confirmation for Request for More Information

I am interested in the SHK Wealth Infinity Discretionary Portfolio Management Services* and confirm to request for more information about such services (including the Market Outlook. I understand that such information is not intended for public distribution and is provided only after request. As such, I confirm that I will not pass such information (or any part of it) to any third party. Such information is issued by SHK Fund Management Limited and has not been reviewed or approved by the Securities and Futures Commission of Hong Kong. SHK Fund Management Limited is licensed for Types 1 (dealing in securities), 4 (advising on securities) and 9 (asset management) regulated activities under the Securities and Futures Ordinance of Hong Kong (with CE Number AAI432).

(*SHK Wealth Infinity Discretionary Portfolio Management Services refers to the discretionary portfolio investment management services provided by SHK Fund Management Limited pursuant to the Discretionary Segregated Managed Account Agreement with it as the discretionary manager.)

Risk Disclosure Statements, Disclaimers and Important Notes

Investment involves risk. The prices of securities and/or futures contracts in your portfolio and its net asset value may move down and up, sometimes dramatically. These price movements could mean that losses may be incurred as well as profits made, and there is the possibility that you may suffer significant loss if the value of any securities or futures contracts in your portfolio/account suffers a significant or complete loss in value. Investments in securities, futures contracts and/or other investments referred to in this webpage are not suitable for all types of investors. The information and opinions contained in this webpage (collectively, “Information”) are for information only and have no regard to the specific investment or other objectives, investment or other experience, financial or other situation or needs of any particular investor.

SHK Fund Management Limited (“SHKFM”), Sun Hung Kai Financial Limited (“SHKFL”) and/or SHKFL’s affiliate(s) may do and may seek to do business with any company referred to in this webpage. SHKFM, SHKFL and/or SHKFL’s affiliate(s) may make a market in, or may, as principal or agent, buy and/or sell securities (and/or derivatives thereon) of such company. SHKFM, SHKFL and/or SHKFL’s affiliate(s) may have financial interest(s) in such company, including, without limitation, long and/or short position(s) in such company’s securities and/or warrants, options, futures and/or other derivative instruments based thereon. SHKFM, SHKFL and/or SHKFL’s affiliate(s), including its/their respective employee(s) and individual(s) associated with it/them respectively, may serve or has/have served as employee(s), officer(s), director(s), investment adviser(s) and/or investment manager(s) of such company. On the other hand, such company may have financial interest(s) in SHKFM, SHKFL and/or SHKFL’s affiliate(s) and such company (including its employee(s) and/or individual(s) associated with it) may serve or has/have served as employee(s), officer(s), director(s) and/or adviser(s) of SHKFM, SHKFL and/or SHKFL’s affiliate(s). SHKFM, SHKFL and/or SHKFL’s affiliate(s) may also, from time to time, solicit, perform or has/have performed underwriting and/or other services (including acting as broker(s), adviser(s), manager(s), underwriter(s) and/or lender(s)) within the last 12 months for such company. Thus, you should be aware that SHKFM, SHKFL and/or SHKFL’s affiliate(s) has/have or may have conflicts of interest with you and such conflicts may affect the objectivity of any Information.

The Information has been obtained from or is based on sources believed by SHKFM to be reliable but it has not been independently verified and may be different from the facts. Neither SHKFM nor any director, officer, employee or representative of it represents or warrants, whether expressly or impliedly, the truthfulness, accuracy, validity, adequacy, sequence, timeliness, completeness, objectivity, fairness or reasonableness of any such information or opinion or makes any representation or warranty of whatsoever nature.

The Information may contain past data and such data are not necessarily indicative of, and are not guarantee of the existing or future performance of the subject(s) concerned or the performance (present or future) of any service, product or investment referred to herein. Further, the Information may contain forward looking statements regarding opinions of and expectation of the future. These statements are neither necessarily indicative of any future performance nor are they guarantee of future performance. Forward looking statements, by their nature, are based on assumptions and factors that may be beyond the control of SHKFM. As such, actual future performance and results may materially and adversely differ from those expressed or implied in the Information. The Information may contain analyses but they are not exhaustive analyses. The Information may not contain all the information which you may consider material.

Any information or opinion contained in this webpage is provided as at the relevant date specified in such information or opinion, if any, unless otherwise stated in the contents of this webpage and such information or opinion may be subsequently changed without notice or liability to you or any third party.

To the fullest extent allowed by law, SHKFM, SHKFL and SHKFL's affiliates and their respective directors, officers, employees and representatives do not accept any liability howsoever arising out of or in connection with any matter beyond their control and/or the Information (or any part of it) and/or any reliance and/or acting on the Information (or any part of it).

Before making any decision in relation to SHK Wealth Infinity Discretionary Portfolio Management Services (i.e. the discretionary portfolio investment management services provided by SHK Fund Management Limited pursuant to the Discretionary Segregated Managed Account Agreement with it as the discretionary manager) or any other decision(s), you are strongly advised to consider your own financial and other resources and circumstances and your ability to bear losses, in addition to consulting your own independent financial and other advisers. If you are in doubt, you should seek independent professional advice.

The contents of this webpage are NOT intended for public distribution and are to be provided only after request. You should not pass to any third party any information or opinion contained in this webpage. The contents of this webpage relate to the SHK Wealth Infinity Discretionary Portfolio Management Services and are summary and not exhaustive. Nothing contained in this webpage should be construed as constituting any recommendation, offer, solicitation, advice or suggestion to any investor concerning particular securities, futures contracts or investments. Prospective managed account clients should carefully read the terms of the agreement governing the SHK Wealth Infinity Discretionary Portfolio Management Services (i.e. the Discretionary Segregated Managed Account Agreement) for further details, in particular the risk factors set out therein.

Any name, trademark, logo, mark, design or the like appeared in this webpage is protected by law.

The contents of this webpage must not be reproduced, distributed or published in whole or in part or otherwise made available, in Hong Kong or any other place, without the prior express written consent of SHK Fund Management Limited. ©2014 SHK Fund Management Limited. All rights reserved.

The contents of this webpage are issued by SHK Fund Management Limited and have not been reviewed or approved by the Securities and Futures Commission of Hong Kong. SHK Fund Management Limited is licensed for Types 1 (dealing in securities), 4 (advising on securities) and 9 (asset management) regulated activities under the Securities and Futures Ordinance of Hong Kong (with CE Number AAI432).

If there is any inconsistency or conflict between the English and Chinese versions of these Risk Disclosure Statements, Disclaimers and Important Notes, the English version shall prevail.

Risk Disclosure Statement regarding the use of the Internet or other electronic media

The Internet or other electronic media (including, without limitation, this webpage, services of third party telecom service providers such as mobile phones (in this Risk Disclosure Statement regarding the use of the Internet or other electronic media, collectively referred to as “electronic media”)) is/are inherently unreliable medium/media of communication and that such unreliability is beyond the control of SHKFM, SHKFL and SHKFL’s affiliates. Such unreliability may give rise to various consequences e.g. it may result in failure or delay in communication or transmission of information (including but without limitation to your personal data, where applicable) or affect any function available in this webpage or affect the timeliness, sequence, accuracy, validity, adequacy or completeness of any communication or information (including but without limitation to your personal data, where applicable) or cause loss, or loss of confidentiality or unauthorised access to or use, of any communication or information (including but without limitation to your personal data, where applicable). The aforesaid is not an exclusive list of all consequences resulted from such unreliability. SHKFM, SHKFL and SHKFL’s affiliates and their respective directors, officers, employees and representatives shall not be responsible for any loss, damage, cost, expense, claim or liability of whatsoever nature, directly or indirectly, arising out of or in connection with any cause beyond their control (including, without limitation, a breakdown or failure of transmission of communication facilities), even if any relevant notice (oral or written) may have been given to SHKFM, SHKFL and/or SHKFL’s affiliate(s) and/or its/their respective director(s), representative(s) and/or employee(s) at the relevant time. In the foregoing, “personal data” bears the same meaning given to it under the Personal Data (Privacy) Ordinance, Chapter 486 of the laws of Hong Kong, as amended from time to time. If there is any inconsistency or conflict between the English and Chinese versions of this Risk Disclosure Statement regarding the use of the Internet or other electronic media, the English version shall prevail.

I confirm my understanding of an agreement to the above Risk Disclosure Statements, Disclaimers and Important Notes and Risk Disclosure Statement regarding the use of the Internet or other electronic media.